212-922-1402

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A word about Sovereign Advisor Services...

Sovereign Advisor Services (SAS) is a division of Sovereign Financial Group Inc., -- one of the fastest growing RIAs in the North East.

SAS was formed to meet the growing demand from advisors looking to deliver complete and unbiased financial planning and investment management services to their clients while maintaining 100% independence & business ownership for themselves in a low hassle and fully transparent environment.

In short, SAS provides a true "plug & play" solution for advisors looking to go independent who do not want to be bogged down by the many obstacles associated with "going independent". In other words, we provide all the infrastructure and services to allow advisors to focus on what they love to do while leaving the operations, compliance and other frictions points to us.

By using our services, you will be able to deliver a complete, unbiased and fully open architecture solution for all of your clients' financial planning and investment management needs. Moreover, you will be able to deliver these services without going through the trouble of developing and maintaining the required staff and infrastructure. And, perhaps best of all, you will be able to receive all these services at a cost that will likely be far less than if you were to do this on your own.

All this means that you can:

  • Work as a true fiduciary and deliver to your clients the complete and unbiased access to the financial planning resources and investment products they should have. We have two preferred custodians you and your clients can choose from: Raymond James and Charles Schwab. However, since we are a true "open architecture" RIA, we can also work with any other custodian you may prefer.
  • Focus on what you love to do and leave everything else to us.
  • Take advantage of our scale as we deliver to you all the staff support, compliance, technology and infrastructure you need -- likely at a cost far less than if you tried to recreate all this infrastructure yourself.
  • Rest assured that there is a top notch, experienced team on hand to help meet your clients' needs. What would that mean for your peace of mind the next time you are on vacation or away from the office?

Learn more details about:

  • Options for working with Sovereign Advisor Services
  • Custodial Options: Raymond James and Charles Schwab
  • Dollars & Cents (and transition assistance)
  • Technology
  • Succession Options

If you think we may be a fit for your needs, please call or email Sovereign's Principal, Chuck Failla, CFP(r) to discuss. Chuck can be reached at:

  • Office: 212.922.1402
  • Cell: 203.604.0616
  • Email: CLF@sfgroupinc.com
  • Online Scheduler: Use this link 24/7 to schedule a phone or office meeting with Chuck: https://www.sfgroupinc.com/schedule-an-appointment